FACTS:  WHAT DOES BROWNLIE & BRADEN ADVISORS, LLC DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you   how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number, dates of birth, other numerical identifiers
  • Drivers licenses, passports and other identification documents
  • Employment and income and other financial related information
  • Account balances, wire information and transaction history
  • Investment experience and account transactions

When you are no longer our customer, we continue to share your information retain and as described in this notice in accordance with applicable laws, rules and regulations. We do not sell your personal information.

How?

All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons Brownlie & Braden Advisors, LLC chooses to share; and whether you can limit this sharing.

 

Reasons we can share your personal information

Does Brownlie & Braden Advisors, LLC share?

Can you limit this sharing?

For our everyday business purposes—

such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes—

to offer our products and services to you

Yes

No

For joint marketing with other financial companies

No

We don’t share

For our affiliates’ everyday business purposes—

information about your transactions and experiences

Yes

No

For our affiliates’ everyday business purposes—

information about your creditworthiness

No

We don’t share

For nonaffiliates to market to you

No

We don’t share

 

Questions?

Call (214) 219-4650 or go to www.brownliebraden.com

Who we are

Who is providing this notice?

Brownlie & Braden Advisors, LLC

What we do

How does Brownlie & Braden Advisors, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Brownlie & Braden Advisors, LLC collect my personal information?

We collect your personal information directly from you or your representatives, for example, when you

  • Open an account or give us your income information
  • Tell us about your portfolio or deposit money
  • Enter into an investment advisory contract
  • Complete client questionnaires or submit account documents
  • Submit tax forms or provide us with information regarding your investments and income

We also collect your personal information from other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include Focus Operating, LLC.

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Brownlie & Braden Advisors, LLC does not share with nonaffiliates so they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Brownlie & Braden Advisors, LLC does not jointly market.

Other important information

State laws may give you additional rights concerning your personal information.